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FCA Confirms Directory Deadlines

On 27 October 2020, the FCA updated its SM&CR webpage dealing with the FCA Directory.

The change provides confirmation of publication dates and is summarised in the table below.

FCA solo-regulated firms with more than 10 directory persons can submit directory data using the multiple add/amend submission form.  However, the FCA will assign a timeslot for each such firm to submit their data.  By 12 October 2020, the FCA should have contacted the 2,000 or so firms it estimates may want to make use of this facility in order to provide a timeslot.

If, by 14 October 2020, your firm has not been contacted by the FCA but you want to make use of the multiple add/amend template you may submit data in accordance with the table below.

Dual-regulated firms
FCA solo-regulated firms**
Firms submitting before 9 December 2020*
Firms submitting after 9 December 2020
Firm intends to use multiple add/amend template
Submit by 13 November 2020 ahead of publication on 23 November 2020
Submit between 26 November 2020 and 4 December 2020
Submit between 11 January 2021 and 18 March 2021
Firm intends to use single submission form
Submit by 13 November 2020 ahead of publication on 23 November 2020
Submit up to 9 December 2020
Submit up to 31 March 2021

*Data will appear on the FCA Directory from mid-December 2020.

** Deadline for all submissions is 31 March 2020.

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