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Scope In this first of 13 articles we look at the scope of the conduct rules, which form part of the Senior Managers and Certification
As we approach the festive season, the Corterum team would like to extend warm greetings to you. We sincerely hope that your 2023 has been
At Corterum, we want to keep you informed about the latest developments in the world of compliance. Considering these changes may have an impact on
On the 20 September 2023, the FCA published its first “Dear CEO” letter to the funeral plan sector. The 6 page letter outlines the Regulator’s current concerns and its enforcement
The FCA was set up in 2013 as a response to the perception that its predecessor, the Financial Services Authority, had failed to properly regulate
In a rare decision by the Upper Tribunal (UT) last month, the superior court of record handed down its 209 page decision in Seiler and
The Financial Services and Markets Bill (“the Bill”) is now in its consideration of amendments stage, the final legislative phase before being presented to the
Take a look at our newest update which allows you to download in-depth Management Responsibilities Maps at the click of a button!
Readers of the Corterum blog will likely be aware of the sudden fall from grace of Crispin Odey, one of the City’s most celebrated hedge
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