Scenario: Delegation gone wrong
Scenario: “Compliance raised no red flags…”
Scenario: Breach of Lockdown Restrictions
Scenario: Breach of KYC Requirements
Scenario: Backdating documents
Scenario: Accident causes office disruption
Scenario: The unexpected absence
Scenario: Trading in Gamestop shares
What are 'reasonable steps' under SMCR?
Which businesses does the SMCR apply to?
