Whether managing the completion of fit and proper testing, producing Statements of Responsibilities, obtaining attestations from staff, managing regulatory references, submitting FCA Directory data or providing a home for Senior Managers to record their decisions, Corterum makes it easy – saving you time and money and putting you on the right track to SM&CR compliance.
New to SMCR? This guide will help you understand and implement every part of the SM&CR. You’ll learn, amongst other things:
There are tech solutions out there, but many are expensive – being aimed at banks and enhanced firms. They come with a price tag that most firms can’t justify. That leaves many firms looking at manual approaches to managing SM&CR data – often based on Excel and Word. These solutions can work, but they have obvious limitations and also tend to be much more time intensive.
We’ve worked with some of the UK’s leading pre-paid funeral plan providers to make their compliance efforts simpler, and more productive. Download our guide to SMCR implementation for funeral plan providers to find out more
If your firm is regulated in any way by the FCA, the SMCR applies to you.
You could. However, particularly if you’re part of a large firm, the quantity of information you have to manage can become difficult to manage.
In order to ensure your firm is fully compliant with the regime, we strongly recommend that you should have an SMCR solution in place.
Even if you’re a very small firm, Corterum can still help! Many of our features are even available for free for firms with up to 20 users.
No! Your Corterum plan is a 30-day rolling subscription, so you can pause or cancel your subscription without incurring cancellation fees.