Analysis
PRA takes stock of the SM&CR (and the lessons we can learn)
On 16 December 2020, the PRA published its “Evaluation of the Senior Managers and Certification
December 22, 2020
No Comments
On 16 December 2020, the PRA published its “Evaluation of the Senior Managers and Certification
On 18 December 2020, the FCA and PRA published updated statements on the impact of
We all know that the Senior Managers and Certification Regime (SM&CR) is complex, with multiple
On 4 December 2020, the FCA published its Quarterly Consultation (No 30). One of the
On 23 November 2020, the FCA confirmed on its website that the FCA Directory had
On 9 November 2020, the FCA published an update on “Workplace arrangements and work-related travel”
On 5 November 2020, the FCA published final notices banning three individuals (all financial advisers)
On 28 October 2020 the FCA published policy statement PS 20/12. This formalises the extension,
On 27 October 2020, the FCA updated its SM&CR webpage dealing with the FCA Directory.
On 12 October 2020, the FCA published two final notices banning two individuals (Peter Howson
From 9 December 2020 the FCA will start publishing data relating to “Directory Persons”*. A
FCA Directory publication to begin from mid-December 2020 On 12 October 2020, the FCA updated
Yesterday, the FCA published its “Regulation round-up” for September 2020 – touching upon the SM&CR
On 13 August 2020, the FCA published a new webpage on “Conduct Rules reporting for
On 27 July 2020, the FCA published a press release confirming the launch of its