News
FCA Directory data – taking away the pain
From 9 December 2020 the FCA will start publishing data relating to “Directory Persons”*. A
October 19, 2020
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From 9 December 2020 the FCA will start publishing data relating to “Directory Persons”*. A
FCA Directory publication to begin from mid-December 2020 On 12 October 2020, the FCA updated
Yesterday, the FCA published its “Regulation round-up” for September 2020 – touching upon the SM&CR
On 13 August 2020, the FCA published a new webpage on “Conduct Rules reporting for
On 27 July 2020, the FCA published a press release confirming the launch of its
On 17 July 2020 the FCA published Consultation Paper CP20/10 – “Extending implementation deadlines for
In yet another response to the COVID-19 crisis, the FCA has extended an earlier modification
It took a while but the FCA has finally addressed the elephant in the room…
The FCA has updated its Coronavirus website. On the SM&CR front, the introduction of Directory
On 2 June 2020, the FCA published Policy Statement 20/5, “Extending the Senior Managers Regime
On 6 May 2020, the FCA published a SM&CR-related modification by consent on its website,
The Financial Services and Markets Act 2000 requires that all members of staff who are
On 3 April 2020 the FCA published its expectations on the way in which firms
FCA tells Senior Managers to decide. On 27 March 2020 the FCA published guidance on
Under the Senior Managers and Certification Regime (SM&CR) the FCA will publish and maintain a