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Regulators clarify expectations around long-term leave under the SM&CR
On 28 May 2021 the FCA published Handbook Notice No 88. On 1 June 2021,
June 8, 2021
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On 28 May 2021 the FCA published Handbook Notice No 88. On 1 June 2021,
Our developer update blog series aims to share the exciting work our dev team are
The FCA has recently clarified its expectations regarding the obligation on firms to review legacy
The Conduct Rules are a key pillar of the Senior Managers & Certification Regime. They
Welcome to the first in a regular series of blog posts in which we will
On 26 April 2021, the FCA published a speech given by Mark Steward (Executive Director
On 26 March 2021, the FCA and the PRA published the latest in the growing
On 29 March 2021, the FCA published a decision notice banning Jon Frensham (formerly known
On 15 March 2021, the House of Commons published a briefing paper entitled “Executive accountability
On 22 January 2021, the PRA published a policy statement (PS21/1) on updates to SM&CR
On 16 December 2020, the PRA published its “Evaluation of the Senior Managers and Certification
On 18 December 2020, the FCA and PRA published updated statements on the impact of
We all know that the Senior Managers and Certification Regime (SM&CR) is complex, with multiple
On 4 December 2020, the FCA published its Quarterly Consultation (No 30). One of the
On 23 November 2020, the FCA confirmed on its website that the FCA Directory had
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