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Senior managers to have bonuses linked to success of LIBOR transition
On 26 March 2021, the FCA and the PRA published the latest in the growing
April 1, 2021
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On 26 March 2021, the FCA and the PRA published the latest in the growing
On 29 March 2021, the FCA published a decision notice banning Jon Frensham (formerly known
On 15 March 2021, the House of Commons published a briefing paper entitled “Executive accountability
On 22 January 2021, the PRA published a policy statement (PS21/1) on updates to SM&CR
On 16 December 2020, the PRA published its “Evaluation of the Senior Managers and Certification
On 18 December 2020, the FCA and PRA published updated statements on the impact of
We all know that the Senior Managers and Certification Regime (SM&CR) is complex, with multiple
On 4 December 2020, the FCA published its Quarterly Consultation (No 30). One of the
On 23 November 2020, the FCA confirmed on its website that the FCA Directory had
On 9 November 2020, the FCA published an update on “Workplace arrangements and work-related travel”
On 5 November 2020, the FCA published final notices banning three individuals (all financial advisers)
On 28 October 2020 the FCA published policy statement PS 20/12. This formalises the extension,
On 27 October 2020, the FCA updated its SM&CR webpage dealing with the FCA Directory.
On 12 October 2020, the FCA published two final notices banning two individuals (Peter Howson
From 9 December 2020 the FCA will start publishing data relating to “Directory Persons”*. A
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