What is a ‘Directory Person?’ under SMCR?

“Directory Persons” are defined as being:

  1. all certification staff; and
  2. directors who are not performing a Senior Manager Function (both executive and non-executive); and
  3. other individuals who are sole traders or Appointed Representatives where they are undertaking business with clients and require a qualification to do so.[1]

[1] PS19/7, page 4

Everything you wanted to know about SM&CR - but were afraid to ask!

New to SMCR – or need a hand getting up to speed withj SMCR compliance? This guide will help you understand and implement every part of the SM&CR. You’ll learn, amongst other things:

  • How firms are classified.
  • How to identify Certification Staff.
  • The Responsibilities of a Senior Manager.
  • Conduct Rules & how they apply to your role.

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